As a Chase Retail Investment Services Financial Advisor, you will acquire and deepen relationships with clients through comprehensive needs based selling of Investment products within our branch environment. This position requires you to conform to legal and regulatory requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You will also be required to demonstrate technical expertise, strong sales results in investments and fiduciary products, and strong interpersonal skills as well as provide exceptional service throughout the sales process.
- At least two years of financial service sales experience (phone-based sales a plus)
- Excellent communication and organizational skills
- FINRA Series 7 and 63 licensing required in addition to meeting and exceeding FINRA continuing education requirements and the appropriate state Group 1 - Life and Variable Annuity License
- Series 65 and/or 66 license preferred
- Acceptable compliance record in prior position(s)
- Investment sales, insurance and financial planning experience required
- Excellent track record from a legal and consummation of sale perspective